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examination

2 articles
market-research
market-research

Reg BI in the exam data: why AI raises the documentation bar

Reg BI and Form CRS are repeat top examination priorities, and enforcement is active. As AI starts informing recommendations, the documentation burden the rule already imposes only gets heavier. Here's what the exam data implies.

Jun 23, 2026 · 3 min
market-research
market-research

Inside the 2025–26 exam cycle: what regulators are asking about AI

The SEC made AI and emerging technology a named examination priority for 2025, and the Division of Examinations is publishing risk alerts that read like a roadmap. Here's what the exam-priority data signals — and how to read it as a firm.

Jun 23, 2026 · 3 min