Every answer cited. Every interaction logged.
A research and compliance copilot for independent advisors. 29 tools across SEC EDGAR filings, macroeconomic indicators, prediction markets, financial news, and your firm's own documents — every claim traceable to its source.
Forty-five minutes of pre-meeting research, every time.
The traditional cycle of prepping for client reviews is broken — fragmented sources, no audit trail, and the best hours of the day lost to tab-switching.
Drowning in tabs
SEC EDGAR in one tab. Bloomberg in another. Client docs in a folder somewhere. Piecing research across fragmented sources wastes your best hours.
No audit trail
When compliance asks how you arrived at a recommendation, can you produce a timestamped, sourced trail? Most advisors can't.
Scattered data
Client portfolios, financial plans, and market research live in different systems. Pulling it together for each meeting is manual and error-prone.
Ask a question. Get analysis and action.
AdvisorIQ reasons through your question using 29 specialized tools — pulling portfolio data, running risk analysis, checking suitability, and taking action — all in a single conversation.
The Chen portfolio ($1.2M) has returned +8.2% over 90 days, outperforming the S&P 500's 6.1%.
⚑ Two concerns:
1. AAPL concentration — 15.2% in a single stock exceeds the 10% threshold for a moderate risk profile1.
2. Beta misalignment — Portfolio beta of 1.3 exceeds the 0.8–1.2 range expected2.
From question to a cited answer.
Upload & connect.
Upload portfolios, financial plans, prospectuses. Connect market data sources. Your firm's knowledge base, organized.
Ask anything.
Natural language questions about any client's portfolio. "What's our exposure to China?" "Draft talking points for the Chen meeting."
Get cited answers.
Research-grade answers with inline citations, confidence scores, and source links. Audit-ready, exportable.
Event probabilities, live.
Ask AdvisorIQ what the market thinks about the next Fed cut, the next CPI print, or the next election. Prediction-market probabilities and trading volume — cited like every other source. Useful for the questions clients actually ask.
Research, analyze, and act.
AdvisorIQ thinks through problems, uses 29 specialized tools across six categories of capability, and takes action on your behalf — every step logged for compliance.
Cited research, not confident guesses.
One query orchestrates across SEC EDGAR, macroeconomic indicators, prediction markets, financial news, and your firm's documents — then returns a sourced answer with confidence scoring. Three RAG corpora, ranked separately, surfaced together.
- ·Three RAG corpora — SEC filings, news, your firm's docs — searched as distinct sources
- ·Confidence score on every answer with reasoning trace
- ·Inline citations to source chunk and page
- ·Regenerate to compare alternatives — both logged
Drift, attribution, the signals you can't watch every day.
Daily snapshots of every household's holdings, cross-checked against the IPS bands. Drift signals fire the day a position breaches. Performance attribution per holding, exposure analyzed against the suitability profile.
- ·Drift alerts against IPS bands — same day, not next quarter
- ·Insider activity surfaced per holding
- ·ETF profile lookup with sector weights
- ·Concentration alerts — HHI, single-stock, sector
- ·Benchmark against any index
A posture score that updates daily.
Every AI output cited and logged. Every suitability suggestion tracked from generated → accepted or rejected. Filing calendar, unified issues queue, and an audit export your compliance officer will actually thank you for.
- ·Compliance posture score (0–100) with 90-day trend
- ·AI governance — override rate, citation %, hallucination catches
- ·Suitability matrix — every client × every asset class
- ·Filing calendar with ICS export
- ·Audit export, filterable by date and materiality
Households, joint accounts, entities.
Real advisor data is messy: spouses, kids, LLCs, trusts, joint brokerage, separate IRAs, a per-member IPS. Most tools force you to flatten it into a contact list — and lose the structure that matters for advice.
- ·Household → Individual / Entity (LLC, trust, foundation) → Accounts
- ·Versioned IPS docs per entity — DRAFT → APPROVED → SUPERSEDED
- ·Per-member suitability with AI-proposed updates you accept or reject
- ·Joint and separate accounts, custodian-tagged
- ·Pre-meeting briefs against the full household context
Built for fiduciary responsibility.
Your client data stays yours. Full stop.
Firm-level data isolation. AES-256 encryption at rest and in transit. Your documents never train a shared model, and every interaction is logged in an immutable audit trail your compliance team can export at will.
Every answer carries its freshness.
Shown on every response. Stale data is flagged before you cite it — the kind of detail audit officers thank you for.
Plans that scale with your firm.
Free forever for solo advisors. Upgrade as you grow.
- +1 advisor seat
- +25 clients
- +250 AI credits / mo
- +100 MB document storage
- +SEC & news data sources
- +PDF audit export
- +Up to 20 seats
- +250 clients
- +3,000 credits / seat / mo
- +30 briefs / seat / mo
- +2 GB document storage
- +All data sources
- +Email support
FAQ
Questions advisors ask before they start
Stop researching. Start advising.
Join the private beta. We're onboarding select firms now.